Director of Operations
Stephanie joined the team in 2021 and brings 20 years of financial services expertise to the firm. She oversees all cybersecurity, technology and operational areas and has extensive experience in both compliance and finance. Prior to joining RIA ADVISORS, Stephanie played a key role as Global Account Manager for Caplin Systems, a London-based middle-ware financial technology company, where she contributed to the launch of their satellite office in New York spending her time between both the London and New York offices. Her role included working with all major exchanges such as NYSE, NASDAQ, NYMEX, and CME, as well as leading data analytics and research providers to offer one of the first disruptive thin client trading platforms to individuals and institutions. From there, Stephanie moved to the RIA space in Houston, TX with a focus on finance operations, investor relations, reporting and technology platform development and integrations.
As a mother of three, Stephanie understands the benefits of organization and planning. She takes on active leadership roles within her children’s schools and sits on the board for Throttle Therapy, a charitable organization providing military transitional services and support, resources and awareness to combat and prevent veteran suicide. As a former athlete, Stephanie expresses her competitive spirit by coaching a league-winning youth volleyball team.